Regulations
Mirror Caps Legal License
SEC
ASICAUSTRAC
BAFIN
CIMA
ESCA
FSC
FMA
MAS
TFG
VFSCMirror Caps LTD
Mirror Caps is authorised and regulated by the U.S Securities And Exchange Commission ("SEC") with Registration No. 4342345462.
Segregation of Client Funds
When funding your trading account your funds are held in client segregated accounts with top tier banking institutions. Mirror Caps complies with the Securities Act and the Securities (Conduct of Business) Regulations and employs strict policies and procedures regarding the maintenance and operation of these accounts.
Anti-Money Laundering
In accordance with the FSA Anti-Money Laundering and Counter Terrorism Financial Act, Mirror Caps has in place policies and procedures to ensure compliance with the law. These policies and procedures are designed to prevent money laundering activities from occurring. Mirror Caps Anti-Money Laundering policy outlines the documents that you must provide us before opening an account.
Licence
Mirror Caps, is authorised by the Seychelles Financial Services Authority as a Security Dealer for the provision of financial services under License NO SD018.